Xiyin Li
李夕吟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiyin Li (李夕吟), a licensed former licensee with CE reference BHN672. This person has 7.6 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-14 | 2025-02-07 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-06-14 | 2025-02-07 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-14 | 2025-02-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2022-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-07-04 | 2022-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-07-04 | 2022-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-13 | 2016-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-13 | 2018-09-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-13 | 2016-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-06-13 | 2018-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiyin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.