Adrian Giancarlo Campos Diaz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Giancarlo Campos Diaz, a licensed Representative with CE reference BHD137. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 6.7 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-10 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-01-10 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-20 | 2019-09-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-20 | 2019-06-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-28 | 2019-04-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-18 | 2018-10-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-15 | 2018-06-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-30 | 2017-09-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-04 | 2016-08-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-15 | 2016-03-19 |