Tat Wai Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wai Lau (劉達威), a licensed Responsible Officer with CE reference BHC101. Currently licensed at 1 firm(s): CMB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-11-21 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2024-11-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-16 | 2021-08-20 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-17 | 2021-08-20 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-17 | 2021-08-20 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-05 | 2018-05-02 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-05 | 2018-05-02 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-05 | 2018-05-02 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-08 | 2017-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.