Kathryn Ka Sing Yung
榮嘉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Ka Sing Yung (榮嘉信), a licensed former licensee with CE reference BGZ327. This person has 6.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2022-12-21 | 2022-12-31 |
| Allspring Global Investments (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2022-12-21 | 2022-12-31 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-14 | 2020-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-03-14 | 2020-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2016-03-14 | 2020-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathryn Ka Sing Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.