Xiaoqin Yang
楊瀟欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqin Yang (楊瀟欽), a licensed former licensee with CE reference BGX202. This person has 7.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2023-05-19 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-03 | 2018-07-05 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2016-02-03 | 2018-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoqin Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.