Wa Kin Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Kin Tang (鄧華鍵), a licensed Responsible Officer with CE reference BGM127. Currently licensed at 2 firm(s): Ten Asset Management Limited, Tenbase Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-01-08 | present |
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 9 - Asset management | 2026-01-08 | present |
| Tenbase Securities Limited 拾貝證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-04 | present |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-27 | 2025-02-28 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-02 | 2025-02-28 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-29 | 2024-05-02 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-29 | 2024-05-27 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-02 | 2023-12-29 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-12 | 2023-12-29 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-27 | 2023-12-29 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-03-02 | 2022-06-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-09 | 2022-02-10 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2018-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wa Kin Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.