Ka Pui Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Pui Ho (何家沛), a licensed Responsible Officer with CE reference BGL055. Currently licensed at 1 firm(s): Shui On Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-03 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-11-03 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 9 - Asset management | 2020-11-19 | present |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-07 | 2018-10-12 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-07 | 2018-10-12 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-26 | 2017-11-07 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-26 | 2017-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Pui Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.