Xiaoxi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Li (李曉曦), a licensed Responsible Officer with CE reference BGH408. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 6.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-09 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 - Advising on securities | 2026-02-09 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-02-09 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-01 | 2026-02-09 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-01 | 2026-02-09 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-01 | 2026-02-09 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-04 | 2024-03-13 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2018-05-04 | 2024-03-13 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-04 | 2024-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.