Shok Hui Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shok Hui Chan, a licensed former licensee with CE reference BGG678. This person has 4.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-07-25 | 2023-03-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-19 | 2019-04-17 |