Rui Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Li (李睿), a licensed Representative with CE reference BGA836. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-27 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-27 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-14 | 2025-09-29 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-12 | 2018-08-12 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-10 | 2018-08-12 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2017-03-26 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-19 | 2017-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.