Yin Tan Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tan Yau (丘燕丹), a licensed Responsible Officer with CE reference BFW878. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-19 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-27 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-27 | 2026-05-19 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-08-30 | 2026-01-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-14 | 2026-01-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-14 | 2024-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Tan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.