Tao Li
黎濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Li (黎濤), a licensed former licensee with CE reference BFR567. This person has 1.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-06-23 | 2017-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.