Yan Liu
劉艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Liu (劉艷), a licensed former licensee with CE reference BFR527. This person has 1.0 year of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | 2017-01-31 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-29 | 2017-01-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2015-09-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2015-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.