Thomas Ho Fai Yip
葉浩暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Ho Fai Yip (葉浩暉), a licensed former licensee with CE reference AXD289. This person has 9.6 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-01 | 2022-02-08 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-09-01 | 2022-02-08 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 9 - Asset management | 2021-09-01 | 2022-02-08 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-14 | 2021-09-01 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-14 | 2021-09-01 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-12 | 2021-05-14 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-27 | 2020-11-12 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 - Asset management | 2018-11-02 | 2021-05-14 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-23 | 2018-09-28 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 9 - Asset management | 2018-04-23 | 2018-09-28 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 - Advising on securities | 2017-02-21 | 2018-02-23 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 9 - Asset management | 2017-02-21 | 2018-02-23 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 9 - Asset management | 2017-02-01 | 2017-02-21 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-31 | 2016-10-26 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-31 | 2016-10-26 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-23 | 2014-12-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2013-01-23 | 2014-12-02 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2012-07-11 | 2012-12-31 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-16 | 2012-12-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2011-10-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-05-06 | 2011-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Ho Fai Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.