Yi-Ping Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ping Wu (吳伊蘋), a licensed Responsible Officer with CE reference BFN192. Currently licensed at 1 firm(s): River Delta Wealth Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| River Delta Wealth Management Company Limited 三源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-06 | present |
| River Delta Wealth Management Company Limited 三源資產管理有限公司 |
RO | Type 9 - Asset management | 2022-02-22 | present |
| CWB Hong Kong Limited | RO | Type 1 - Dealing in securities | 2019-11-13 | 2020-04-24 |
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2019-05-20 | 2020-04-24 |
| CWB Hong Kong Limited | Rep | Type 9 - Asset management | 2018-07-18 | 2020-04-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2016-09-07 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2018-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi-Ping Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.