Edmund Kinwin Chu
朱建榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Kinwin Chu (朱建榮), a licensed former licensee with CE reference BFD305. This person has 6.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 4 - Advising on securities | 2022-11-18 | 2023-07-20 |
| Vantage Capital Markets HK Limited | Rep | Type 6 - Advising on corporate finance | 2022-11-18 | 2023-07-20 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2021-07-16 | 2023-07-20 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-16 | 2021-07-09 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-23 | 2021-07-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-15 | 2021-03-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-21 | 2021-03-10 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-19 | 2018-11-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-28 | 2018-09-10 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-28 | 2018-09-10 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-18 | 2017-03-08 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-18 | 2017-03-08 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-01 | 2016-12-10 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-01 | 2016-12-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-23 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-23 | 2016-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmund Kinwin Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.