Ying Guo
郭瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Guo (郭瀅), a licensed Responsible Officer with CE reference BEW199. Currently licensed at 1 firm(s): Chiyu Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 11.5 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-17 | present |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-01-05 | 2023-01-17 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-18 | 2018-02-28 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-18 | 2018-02-28 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-22 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-22 | 2015-09-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-01-22 | 2016-05-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-22 | 2016-11-04 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kei Man Kwong | Chiyu Asset Management Limited | 2023–present |
| Can Wang | Harmony Capital Global Asset Management Limited | 2018–2022 |
| Dan Wang | Harmony Capital Global Asset Management Limited | 2017–2020 |
| Wei Li | Chiyu Asset Management Limited | 2024–present |
| Qing Xu | Harmony Capital Global Asset Management Limited | 2017–2018 |
| Shizhen Wang | Harmony Capital Global Asset Management Limited | 2018–2019 |
| Dong Yang | Harmony Capital Global Asset Management Limited | 2017–2018 |
| Mengjie Song | Harmony Capital Global Asset Management Limited | 2017–2018 |
| Min Li | Harmony Capital Global Asset Management Limited | 2017–2018 |
| Dengpan Luo | Harmony Capital Global Asset Management Limited | 2020 |