Shuncheng Shi
施順成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuncheng Shi (施順成), a licensed Responsible Officer with CE reference BEV990. Currently licensed at 1 firm(s): Rofllex Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rofllex Capital Limited | RO | Type 4 - Advising on securities | 2021-12-10 | present |
| Rofllex Capital Limited | RO | Type 9 - Asset management | 2021-12-10 | present |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-29 | 2021-04-09 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-29 | 2021-04-09 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-29 | 2021-04-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-19 | 2018-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-19 | 2018-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-12-19 | 2018-12-19 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-25 | 2017-11-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-22 | 2017-11-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2015-01-22 | 2017-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuncheng Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.