Wai Kho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kho (許維), a licensed Representative with CE reference BEM972. Currently licensed at 1 firm(s): TransAsia Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-05 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-05 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-05 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-04 | 2020-03-16 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-04 | 2019-11-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-01 | 2020-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.