Xiaotian Kendrick Zhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Kendrick Zhu (祝驍天), a licensed Representative with CE reference BEG517. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-13 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-13 | 2024-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2021-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2021-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-03 | 2021-07-07 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-03 | 2018-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-03 | 2018-06-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-03 | 2018-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaotian Kendrick Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.