Yang Li
李暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Li (李暘), a licensed former licensee with CE reference BDX525. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2021-09-10 | 2022-10-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2019-07-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-28 | 2018-06-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2019-07-15 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-02 | 2017-09-07 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-09-02 | 2017-09-07 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-02 | 2017-09-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.