Xiao Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Zhang (張瀟), a licensed Responsible Officer with CE reference BDI355. Currently licensed at 1 firm(s): Lucion International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-24 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-15 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-15 | 2023-07-24 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-27 | 2021-11-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-08-27 | 2021-11-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-08-27 | 2021-11-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-08-27 | 2021-11-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-22 | 2021-08-27 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-06-22 | 2021-08-27 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-25 | 2021-08-27 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-25 | 2021-08-27 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-24 | 2021-04-16 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-16 | 2021-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.