Yum To Lam
林蔭疇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yum To Lam (林蔭疇), a licensed former licensee with CE reference AAA744. This person has 16.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2019-10-10 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-04 | 2017-11-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-19 | 2008-11-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-19 | 2008-11-01 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-08 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-03 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-03 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yum To Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.