Guangming Liu
劉廣明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guangming Liu (劉廣明), a licensed former licensee with CE reference BDD671. This person has 9.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 4 - Advising on securities | 2022-07-07 | 2025-09-19 |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 9 - Asset management | 2022-07-07 | 2025-09-19 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-20 | 2021-09-20 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-20 | 2021-09-20 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-09-20 | 2022-05-17 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 - Asset management | 2021-09-20 | 2022-05-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-12 | 2020-03-31 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-10 | 2020-03-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-22 | 2018-10-05 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-17 | 2020-03-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-03-17 | 2020-03-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2018-03-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2017-07-03 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-03 | 2017-03-17 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-10-03 | 2017-03-17 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-19 | 2016-04-29 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-19 | 2016-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guangming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.