Yuxi Song
宋禹熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxi Song (宋禹熹), a licensed former licensee with CE reference BCC505. This person has 2.4 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-12 | 2025-05-25 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-12 | 2025-05-25 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-12 | 2025-05-25 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2014-06-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-21 | 2013-10-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-21 | 2014-06-14 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuxi Song during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Kuen Li | Southwest Securities (HK) Capital Limited | 2013–2014 |
| Christine Ying Ko | Southwest Securities (HK) Capital Limited | 2013–2014 |
| Alan Yiu Chung Lee | Southwest Securities (HK) Capital Limited | 2013–2014 |
| Andy Wai Kit Chan | Southwest Securities (HK) Capital Limited | 2013–2014 |
| Philip Chung Ho Lo | Southwest Securities (HK) Capital Limited | 2013–2014 |
| Yan Hei Chung | Southwest Securities (HK) Capital Limited | 2013–2014 |