Robert Lauriston John Arnott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Lauriston John Arnott, a licensed former licensee with CE reference BBY536. This person has 7.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2017-03-10 | 2021-06-23 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 4 - Advising on securities | 2017-03-10 | 2021-06-23 |
| NT Securities Asia Limited | RO | Type 1 - Dealing in securities | 2014-06-03 | 2017-08-31 |
| NT Securities Asia Limited | RO | Type 4 - Advising on securities | 2014-06-03 | 2017-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Lauriston John Arnott during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.