Jordan James Rhodes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jordan James Rhodes, a licensed Representative with CE reference BBT264. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 9.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-04 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-09-04 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-07 | 2021-09-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-07 | 2021-09-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-12 | 2018-06-01 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2013-09-23 | 2014-05-31 |
| Wharton Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2013-09-23 | 2014-05-31 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | 2013-09-23 | 2014-05-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jordan James Rhodes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vivian Gi Yue Lee | Wharton Investment Advisors Limited | 2013–2014 |
| David Kenneth Post | Wharton Investment Advisors Limited | 2013–2014 |
| Sarang Maitreya Karkhanis | Wharton Investment Advisors Limited | 2013–2014 |
| Vanessa Jane Post | Wharton Investment Advisors Limited | 2013–2014 |