Zhao Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao Liu, a licensed Responsible Officer with CE reference BBS869. Currently licensed at 1 firm(s): Cool River Venture HK Limited. Active regulated activities: Type 9 - Asset management. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cool River Venture HK Limited | RO | Type 9 - Asset management | 2024-11-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-20 | 2015-03-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-20 | 2015-03-27 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bide Liu | Cool River Venture HK Limited | 2024–present |