Ye Tao

陶冶
CE No. BBJ229 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Tao (陶冶), a licensed Responsible Officer with CE reference BBJ229. Currently licensed at 1 firm(s): Octo Rivers Asset Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Octo Rivers Asset Management (HK) Limited
瀚川資產管理(香港)有限公司
RO Type 9 - Asset management 2018-12-05 present
Oxbow Capital Management (HK) Limited Rep Type 9 - Asset management 2015-07-15 2018-03-24
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2014-04-25 2015-05-10
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 6 - Advising on corporate finance 2013-06-03 2015-05-10

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