Katsuki Mandai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsuki Mandai, a licensed former licensee with CE reference BBD122. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-03 | 2017-03-01 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-26 | 2017-03-01 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-26 | 2017-03-01 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Katsuki Mandai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| On Ki Wong | Win Securities Limited | 2015–2017 |
| Nick Chi Yuen Tang | Win Securities Limited | 2015–2017 |
| Ming Hei Wong | Win Securities Limited | 2015–2017 |
| Siu Wai Lui | Win Securities Limited | 2015–2017 |
| Clarence Kam Pui Au | Win Securities Limited | 2015–2017 |
| Carter Yip | Win Securities Limited | 2015–2016 |
| Man Kwong Tang | Win Securities Limited | 2015–2017 |
| Grace Kei Sze Chow | Win Securities Limited | 2015–2017 |
| Iris See Lok Yeung | Boom Securities (H.K.) Limited | 2015–2017 |
| Eric Ka Ho Fung | Boom Securities (H.K.) Limited | 2015–2017 |
| Sze Wai Ma | Boom Securities (H.K.) Limited | 2015–2017 |
| Kai Chung Lo | Boom Securities (H.K.) Limited | 2016–2017 |
| Tak To Cheung | Boom Securities (H.K.) Limited | 2016–2017 |