Kendrick Nam Fun Lau
劉南勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendrick Nam Fun Lau (劉南勳), a licensed former licensee with CE reference BAU635. This person has 4.0 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-25 | 2020-03-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-22 | 2020-03-13 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-14 | 2018-08-07 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-14 | 2018-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-11-18 | 2016-10-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-18 | 2016-10-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2015-11-18 | 2016-10-08 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-01 | 2013-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kendrick Nam Fun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.