Glenn Jose Stewart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glenn Jose Stewart, a licensed Responsible Officer with CE reference BAP748. Currently licensed at 1 firm(s): Fintech Investment Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fintech Investment Group Limited | RO | Type 4 - Advising on securities | 2024-08-21 | present |
| Fintech Investment Group Limited | RO | Type 9 - Asset management | 2024-08-21 | present |
| Fintech Investment Group Limited | Rep | Type 4 - Advising on securities | 2024-07-12 | 2024-08-21 |
| Fintech Investment Group Limited | Rep | Type 9 - Asset management | 2024-07-12 | 2024-08-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-06-17 | 2024-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-17 | 2019-04-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-12-17 | 2019-04-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Glenn Jose Stewart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Martin Peter Baumann | Fintech Investment Group Limited | 2024–present |
| Andrea Sorani | Fintech Investment Group Limited | 2024–2026 |
| Tereza Elisabeth Pusca | Fintech Investment Group Limited | 2024–present |