Henry Joseph Li
李顯倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Joseph Li (李顯倫), a licensed Representative with CE reference BAK879. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-08 | present |
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2022-02-24 | 2022-05-25 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2022-02-24 | 2022-05-25 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-19 | 2013-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Joseph Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.