Ge Li
李格
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ge Li (李格), a licensed former licensee with CE reference BAI100. This person has 8.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-07 | 2021-08-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-02 | 2021-08-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2020-01-02 | 2021-08-01 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-24 | 2019-08-13 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-24 | 2019-08-13 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-17 | 2015-07-08 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-15 | 2013-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-15 | 2013-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ge Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.