Charles Cheok I Shum
沈卓爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Cheok I Shum (沈卓爾), a licensed Representative with CE reference AZQ896. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.1 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-22 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-07 | present |