Kwan Wah Chan
陳君華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Wah Chan (陳君華), a licensed former licensee with CE reference AZJ981. This person has 11.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-12-20 | 2023-10-10 |
| Maven Asia (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2021-12-20 | 2023-10-10 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-01-18 | 2021-12-20 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-18 | 2021-12-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2020-10-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2020-10-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-05-07 | 2020-10-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-05-07 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-07 | 2020-10-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-07 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.