Yiu Cham Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Cham Tsui (徐堯湛), a licensed Responsible Officer with CE reference AZH552. Currently licensed at 1 firm(s): Fountain and Mountain Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fountain and Mountain Capital Limited 香港泓岳資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-07-03 | present |
| Fountain and Mountain Capital Limited 香港泓岳資產管理有限公司 |
RO | Type 9 - Asset management | 2025-07-03 | present |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-05 | 2024-07-26 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-05 | 2024-07-26 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-06 | 2023-05-31 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-22 | 2023-05-31 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-22 | 2023-05-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-04 | 2019-11-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-17 | 2019-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Cham Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.