Jia Ning Phua

潘家寧
CE No. AZC814 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Ning Phua (潘家寧), a licensed former licensee with CE reference AZC814. This person has 11.6 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 1 - Dealing in securities 2022-03-30 2025-02-18
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
Rep Type 1 - Dealing in securities 2016-11-04 2021-09-29
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
Rep Type 4 - Advising on securities 2015-03-09 2021-09-29
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
Rep Type 9 - Asset management 2015-03-09 2021-09-29
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 6 - Advising on corporate finance 2014-04-30 2015-01-09
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 1 - Dealing in securities 2013-05-15 2015-01-09
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 4 - Advising on securities 2013-05-15 2015-01-09
HSBC Corporate Finance (Hong Kong) Limited Rep Type 6 - Advising on corporate finance 2012-03-16 2012-08-28

Related