Yao He
何堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao He (何堯), a licensed former licensee with CE reference AYR359. This person has 12.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 1 - Dealing in securities | 2023-05-25 | 2024-08-09 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 4 - Advising on securities | 2023-05-25 | 2024-08-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-15 | 2023-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-02-14 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-13 | 2018-02-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-13 | 2018-02-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-13 | 2018-02-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-08 | 2017-11-07 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-16 | 2016-10-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-16 | 2016-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hok Ming Ma | ABCI Capital Limited | 2011–2016 |
| Marco Lan Wong | ABCI Capital Limited | 2011–2016 |
| Yujia Dong | ABCI Capital Limited | 2011–2016 |
| Yanshu Long | ABCI Capital Limited | 2011–2016 |
| Chu Tung Leung | ABCI Capital Limited | 2011–2016 |
| Jiejing Xie | ABCI Capital Limited | 2011–2016 |
| Xingxin Zhou | ABCI Capital Limited | 2011–2016 |
| Lin Yang | ABCI Capital Limited | 2011–2016 |
| Meng Yan | ABCI Capital Limited | 2012–2016 |
| Fan Zhang | ABCI Capital Limited | 2011–2016 |
| Qing Zhang | ABCI Capital Limited | 2012–2016 |
| Haiqin Huang | ABCI Capital Limited | 2012–2016 |
| Siu Nam Wong | ABCI Capital Limited | 2011–2015 |
| Mao Yu | ABCI Capital Limited | 2012–2016 |
| Chi Hung Wong | ABCI Capital Limited | 2013–2016 |
| Yixiao Sun | ABCI Capital Limited | 2013–2016 |
| Jing Bian | ABCI Capital Limited | 2013–2016 |
| Zhen Chen | ABCI Capital Limited | 2011–2014 |
| Wing Fung Tsang | ABCI Capital Limited | 2011–2014 |
| Kai Ching Leung | ABCI Capital Limited | 2011–2014 |