Cheong Faat Li
李昌發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Faat Li (李昌發), a licensed former licensee with CE reference AYO609. This person has 10.4 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-01 | 2024-05-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-01 | 2024-05-31 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-01 | 2024-05-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-19 | 2019-01-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-06 | 2018-07-03 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-06 | 2018-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheong Faat Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.