Nicholas Michael Gordon Thorn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Michael Gordon Thorn, a licensed Responsible Officer with CE reference AYD173. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 11.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-27 | present |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-25 | 2015-12-17 |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2012-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Michael Gordon Thorn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.