Shaobo Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaobo Xie (謝少波), a licensed Responsible Officer with CE reference AXT168. Currently licensed at 1 firm(s): Grant Samuel (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 3.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grant Samuel (Hong Kong) Limited 格勝(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-16 | present |
| Grant Samuel (Hong Kong) Limited 格勝(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-05-22 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2014-04-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-08-03 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-03 | 2014-04-15 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaobo Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sen Ming Lim | Grant Samuel (Hong Kong) Limited | 2025–present |
| Zhixin Zhang | Grant Samuel (Hong Kong) Limited | 2025–present |
| Fu Chen Lee | Grant Samuel (Hong Kong) Limited | 2025–2026 |
| Lam Wai Wong | Grant Samuel (Hong Kong) Limited | 2025–present |
| Yu Chun So | Grant Samuel (Hong Kong) Limited | 2025–2026 |
| Yuting Liu | Grant Samuel (Hong Kong) Limited | 2026–present |