Yijing Chen
陳毅菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yijing Chen (陳毅菁), a licensed former licensee with CE reference AXS848. This person has 12.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-08 | 2024-10-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-08 | 2024-10-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-03-08 | 2024-10-14 |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-30 | 2022-02-18 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-30 | 2022-02-18 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 - Asset management | 2021-08-30 | 2022-02-18 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-25 | 2021-03-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-25 | 2021-03-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-07-25 | 2021-03-12 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2017-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yijing Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.