Zhe Li
李喆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Li (李喆), a licensed Responsible Officer with CE reference AXS556. Currently licensed at 1 firm(s): Lucion International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-27 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-27 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-16 | 2023-03-27 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-16 | 2023-03-27 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-11-17 | 2022-10-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-18 | 2022-10-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-24 | 2021-11-17 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-16 | 2019-11-18 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-06-27 | 2019-04-16 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-03-27 | 2018-06-27 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-27 | 2018-01-12 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 - Asset management | 2016-08-12 | 2018-01-12 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-05 | 2016-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhe Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.