Jue Yu
郁珏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jue Yu (郁珏), a licensed former licensee with CE reference AXR591. This person has 7.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-01 | 2019-08-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-04-01 | 2019-08-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2016-04-01 | 2019-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2015-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jue Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.