Xiang Cai
蔡祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Cai (蔡祥), a licensed former licensee with CE reference AXI919. This person has 1.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-25 | 2014-10-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-03 | 2012-05-03 |