Cyril Claude Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cyril Claude Levy, a licensed former licensee with CE reference AXF806. This person has 3.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-03 | 2016-03-01 |
| Capula Investment Management Asia Limited | Rep | Type 9 - Asset management | 2014-04-03 | 2016-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-15 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-02-15 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2012-02-15 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-05-04 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-05-04 | 2012-11-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cyril Claude Levy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.