Neelpesh Shingadia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neelpesh Shingadia, a licensed former licensee with CE reference AXE159. This person has 5.8 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prive Financial Limited | Rep | Type 1 - Dealing in securities | 2017-05-31 | 2017-11-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2014-10-15 | 2017-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-15 | 2017-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-15 | 2017-01-06 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-12 | 2013-05-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-12 | 2013-05-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Neelpesh Shingadia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Teng-Iao Wong | Prive Financial Limited | 2017 |
| Julian Moritz Schillinger | Prive Financial Limited | 2017 |
| Tsu-Wei Yang | Prive Financial Limited | 2017 |
| Rongrong Wang | Prive Financial Limited | 2017 |