Zhongyuan Li
李仲源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongyuan Li (李仲源), a licensed former licensee with CE reference AXD238. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-03 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-11-03 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-03 | 2018-07-25 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-20 | 2016-11-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-20 | 2016-11-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-20 | 2016-11-03 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-03 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-03 | 2012-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhongyuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.