Ka Wai Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Kwan (關家威), a licensed Representative with CE reference AXC970. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 13.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-24 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-15 | present |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-11 | 2019-11-30 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-23 | 2018-02-02 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-07 | 2014-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.